Regulatory Documents
B M O Nesbitt Burns and B M O Financial Group are committed to safeguarding your assets and personal information. B M O Nesbitt Burns operates in strict adherence to the regulations, policies and bylaws dictated by the governing bodies of the investment industry.
Understanding our guidelines and regulations
B M O Nesbitt Burns Inc. complies with the high regulatory and investment industry standards of the Canadian Investment Regulatory Organization (CIRO), which is committed to protecting investors and strengthening financial market integrity. B M O Nesbitt Burns Inc. is also a member of the Canadian Investor Protection Fund (CIPF), created by the investment industry to ensure that client assets are protected up to certain limits, in the event that an investment dealer who is a CIPF member becomes insolvent. Strict guidelines are followed to ensure all trading activities are handled in the most efficient manner.
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